Financial Institutions and Regulatory Bodies 3rd Semester BU BBA SEP 2024-25 Notes

Unit 1 [Book]
Meaning, Definition, Objectives, Functions and Types of Financial Institutions VIEW
Classifications of Financial Institutions VIEW
Banking Institutions VIEW
Non-Banking Financial Institutions VIEW
Insurance Meaning and Objectives VIEW
Mutual Funds Meaning and Objectives VIEW
Major reforms in the Last decade VIEW
Issues in Financial reforms and Restructuring VIEW
Role of Fintech in the Banking and Financial Services VIEW
Unit 2 [Book]
All India Development Banks (AIDB) VIEW
IDBI VIEW
SIDBI VIEW
IFC VIEW
IDFC VIEW
Specialized Financial Institutions VIEW
EXIM Bank VIEW
Investment Institutions:
UTI VIEW
LIC VIEW
GIC VIEW
Refinance Institutions:
NABARD VIEW
State Level Institutions and Other Institutions VIEW
Unit 3 [Book]
Risk Management Meaning and Significance, Types of Risks in Financial institutions: Credit risk, Market risk, Operational Risk and Liquidity Risk VIEW
Risk Management framework: Tools and Techniques VIEW
Capital Adequacy: Basel I, II, and III VIEW
Risk Mitigation in NBFCs VIEW
Credit Rating (CRISIL, ICRA, CARE, Brickwork Rating) VIEW
Unit 4 [Book]
RBI VIEW
SEBI VIEW
IRDA VIEW
PFRDA VIEW
AMFI VIEW
Banking for International Settlement (BIS) VIEW
Financial action Task force (FATF) VIEW
International Monetary Fund (IMF) VIEW
World Bank VIEW
International Organization of Securities and Commissions (IOSCO): Roles and Objectives VIEW
Unit 5 [Book]
Emerging Trends in Indian Financial Institutions VIEW
Financial inclusion and Rural penetration VIEW
Green Finance VIEW
Open Banking VIEW
Role of AI in Banking VIEW
Challenges of Fintech, Emerging trends in Regulatory framework VIEW
Role of ethics in financial institutions and Regulatory bodies VIEW
Social Responsibility VIEW
Ethical Banking practices in India VIEW
PMLA Act 2002 VIEW
Ethical Challenges in the era of Digital Finance VIEW

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